How to Treat Premature Infants

A Nuffield Council Working Party takes on the ethical issues in neonatal critical care.


ᄅ Jacqueline Hunkele

Ethical controversy about the appropriate care of severely ill newborns is far from new. In recent years very different approaches have been taken to decisions about critical care. In a number of issues related to neonatal medicine, an analysis of ethical concepts and arguments is important. These include: the value of human life; the role of best interests; the deliberate ending of life; and the withholding and withdrawing of treatment.

In 2004, the Nuffield Council on Bioethics convened a Working Party to discuss these issues. Although the members held a range of differing views on questions concerning the nature and sanctity of human life, they were unanimous on the conclusions and recommendations on these matters, which are summarized briefly below (for the full report, and a list of members of the working party, please see www.nuffieldbioethics.org).

? The moment of birth, which is easy to identify and usually represents a significant threshold in potential viability, is the significant point of transition not just for legal judgments about preserving life but also for moral ones. The newborn baby has no lesser moral status than any older child or adult can enjoy.

? For some babies, whose quality of life is what we have described as 'intolerable,' an insistence on imposing burdensome and invasive life-sustaining treatments, regardless of suffering, is inhumane and of no possible benefit to them.

? Although many people, including clinicians, perceive a moral difference between withholding and withdrawing treatment, the Working Party concluded that there are no good reasons to draw a moral distinction between them, provided these actions are motivated in each case by an assessment of the best interests of the baby.

? The Working Party unreservedly rejected the active ending of neonatal life, for example by lethal injection, even when that life is intolerable.

? The views of the parents of a baby must be accorded proper weight, not because parents in any sense own a child but because of the bond formed with a baby even before birth, and because the care parents can provide for their child makes a substantial difference to the life that child can enjoy.

? The Working Party took the view that, provided treatments using sedatives and analgesics are guided by the best interests of the baby, and have been agreed upon by means of a joint decision-making process, potentially life-shortening but pain-relieving treatments are morally acceptable.

? The Working Party offered some criteria to clarify how the best interests of a baby might be judged. When a critical-care decision must be made, a number of questions should be considered, including: For how much longer is it likely that the baby will survive if treatment is continued? What degree of suffering will such treatment inflict on the child? What benefits will the child gain from the treatment in the future?

? Finally, the Working Party considered that all participants in decision-making should strive to reach agreement about what is best.


When to initiate intensive care?

As there is a broad range of possible outcomes for babies born between 22 weeks and 24 weeks 6 days of gestation, clearer guidance about whether or not to initiate life support would be helpful to both parents and professionals. The Working Party has proposed the following guidelines for treating extremely premature babies. In all cases, an experienced pediatrician should be present at the delivery to make a confirmatory assessment of the gestational age and condition of the baby.

? At 25 weeks of gestation and above: The relatively high rate of survival and the relatively low risk of severe disability are such that intensive care should be initiated and the baby admitted to a neonatal intensive care unit, unless the baby has a severe abnormality incompatible with any significant period of survival.

? Between 24 weeks 0 days and 24 weeks 6 days: Normal practice should be that a baby will be offered full invasive intensive care and support from birth and admitted to a neonatal intensive care unit, unless the parents and the clinicians agree that in view of the baby's condition, it would not be in the baby's best interests to start intensive care.

? Between 23 weeks 0 days and 23 weeks 6 days: It is very difficult to predict the future outcome for an individual baby. Precedence should be given to the wishes of the parents regarding resuscitation and treatment of their baby with invasive intensive care. However, where the condition of the baby indicates that he or she will not survive for long, clinicians should not be obliged to proceed with treatment wholly contrary to their clinical judgment, if they judge that treatment would be futile.

? Between 22 weeks 0 days and 22 weeks 6 days: Standard practice should be not to resuscitate the baby. However, if parents request resuscitation and reiterate this request after thorough discussion with an experienced pediatrician about the risks and long-term outcomes, resuscitation should be attempted and intensive care offered.

? Before 22 weeks: At this stage, the Working Party regarded any intervention as experimental. Attempts to resuscitate should take place only within a clinical research study that has been assessed and approved by a research ethics committee and with informed parental consent.


Critical-care decisions during intensive care

Having initiated intensive care for a baby, a time may come when parents and doctors begin discussing whether it should be continued or withdrawn. Such situations might arise when: intensive care is proving futile; death appears inevitable; or the baby has a brain injury or other serious condition for which there is no treatment. Once a decision has been made to withhold or withdraw active treatment, palliative care should be provided.


Avoiding the courts

No matter how clear the criteria for making decisions, professionals and parents will sometimes disagree. An impartial forum where such disagreement can be explored is needed. There will always be cases in which resort to the courts cannot be avoided. However, involving the courts is often a very stressful experience for the baby's family and the professionals, and is extremely costly in financial terms.

The Working Party took the view that some court cases could be avoided through better communication and the availability of some form of alternative resolution. A member of the neonatal unit or hospital staff can often be useful as a facilitator in discussion. Nursing staff can play a vital role in assisting better communication. We considered also that clinical ethics committees or professional mediators might help the parties involved to find a resolution and implement any agreement.


Lifelong support for children who survive

The consequences of decisions about the critical care of a baby can extend far beyond the hospital, particularly if the child develops a disability as he or she grows up. A practical issue for the parents is how they will secure family support and manage their child's needs for multiple forms of care.

In the United Kingdom, the law prohibits active measures to end the life of even the most severely disabled baby. Current practice is to preserve life where possible, and laws seek to prevent discrimination against any disabled child or adult. Adequate support must be provided for the lives of those people whose existence we endorse through decisions taken at or shortly after birth. The Working Party urged the UK government to accept further responsibility for supporting families who care for disabled children and adults, and to ensure that adequate and effective services are provided uniformly.


Resource considerations

The current level of provision of neonatal intensive care in the United Kingdom does not always meet demand. Some have questioned whether funds are being spent appropriately on treating babies whose prognosis is very poor. We concluded that the parties involved in making decisions about the care of individual babies should be aware of, but not driven by, the resource implications of their decisions. Healthcare professionals caring for babies in neonatal intensive care units should continue to provide the best possible care for the "patient in front of them." A limited number of staffed cots within a neonatal intensive care unit may mean that continued occupancy of one cot could deny full treatment to a new case at that hospital. However, the Working Party concluded that even in these circumstances decisions should still be determined not by economic considerations, but by clinical judgments about the individual baby, which take into account the best interests of all babies involved.

These recommendations should not be taken to indicate the need for radical changes in the manner in which health professionals practice neonatal medicine. I hope that our deliberations and conclusions can be of help to all those who, in whatever role, need to make critical-care decisions.

Margaret Brazier, OBE, chaired the Nuffield Council on Bioethics Working Party on Critical Care Decisions in Fetal and Neonatal Medicine. She is a professor of law at the University of Manchester, UK.



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An Opportunity Missed
by Keith Barrington

[Comment posted 2006-12-20 03:34:31]
The reportᅡメs recommendation is another in a long line of simplistic blanket policy statements of resuscitation by gestational age, with almost identical recommendations to those of a widely criticized report from the Canadian Fetus and Newborn Committee from 12 years ago(1). The recommendations completely ignore the dramatic variation in outcomes that occurs between boys and girls, by predicted birthweight, and depending on place of birth and the receipt of antenatal steroids. Individualized prognostic analysis demonstrates that some infants born between 24 weeks and 24 weeks and 6 days will have a predicted survival of over 80% and others will have a predicted survival of less than 40%. Why treat these infants as if they were the same just because they happen to be born at the same week of gestation?
The report mentions the shortage of resources provided for neonatal intensive care, and that caring for one infant whose predicted outcome may be poor may prevent an NICU from admitting an infant with a better outcome. Surely that is an argument for substantially increasing the resources for this area of intensive care medicine, where outcomes are dramatically better than any other area of intensive care, and where, in contrast to adult intensive care, very few resources are expended on dying patients(2).
Indeed comparisons with other areas of intensive care are illuminating, and demonstrate that completely different ethical reasoning is used for recommendations for the extremely preterm than is used for patients of other ages. A recent study of cardiac arrest in adults after trauma noted that the survival rate was 9%, only 3 of 15 survivors were neurologically intact at discharge, and 4 of the survivors were profoundly impaired and totally dependent for activities of daily living. Such outcomes are worse than those of infants at 23 weeks gestation; however the recent statement of the American College of Surgeons(3) requires additional factors demonstrating an even higher risk of mortality before withholding or termination of resuscitation is contemplated for such patients. When the differences in ethical reasoning are so dramatic they should be made explicit, why is the value of a preterm infant so different to that of an older individual?
Our own research has demonstrated that extremely preterm infants are much less likely to be resuscitated than older children or young adults with identical outcomes, or even with much worse outcomes(4).
The report gives far too much credit to the Epicure study, which was an important undertaking, a regional study incorporating all infants born at less than 26 weeks in the United Kingdom and Ireland. However, in that study a large proportion of infants delivered at those gestational ages did not receive active care. These figures are of no relevance to counselling a mother with threatened preterm delivery in a tertiary care centre; what would be relevant would be to inform the parents of the chances of survival with active care (overall 72% at 24 weeks: Canadian Neonatal Network, 2005), and the chances without active care (100% mortality). The 26% survival at 24 weeks gestation from the Epicure study is a mix of infants who received active treatment, those who received treatment in inexperienced centres and those who received optimal care.
It would be seriously misleading for a tertiary care centre to counselling a mother about to deliver an extremely preterm infant using the Epicure figures.
The mother then also needs to know the chances of severely impaired survival with either approach in order to make the best decision for her and for her family.
The Nuffield Council report is an opportunity missed, an opportunity to investigate why preterm infants are undervalued, to promote individualized risk assessment, provision of adequate resources and treatment in specialized regional centres, and appropriate counselling of parents using relevant data.

1. Management of the woman with threatened birth of an infant of extremely low gestational age. Canadian Medical Association Journal 1994; 151(5): 547-551.
2. Meadow W, Lee G, Lin K, Lantos J. Changes in Mortality for Extremely Low Birth Weight Infants in the 1990s: Implications for Treatment Decisions and Resource Use. Pediatrics 2004 May;113(5):1223-9.
3. Hopson LR, Hirsh E, Delgado J, Domeier RM, McSwain JNE, Krohmer J. Guidelines for withholding or termination of resuscitation in prehospital traumatic cardiopulmonary arrest: joint position statement of the national association of EMS physicians and the american college of surgeons committee on trauma. J Am Coll Surg 2003 Jan;196(1):106-12.
4. Janvier A, LeBlanc I, Barrington KJ. No Justice for Premies. Pediatric Academic Societies Annual Meeting, May 2 2006, San Francisco CA. Abstract #5152.5






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